Compliance

Ridgeline knows that Compliance impacts every part of your business, so we’ve built a robust compliance engine to match. Keeping operations compliant despite shifting regulations and client preferences can be difficult and expensive without the right tools. Our compliance engine is fully integrated throughout the platform, allowing you to have more control and proactively reduce risk at the firm, account, and regulatory level.

Set client and firm mandates once and easily assign them to portfolios or groups of portfolios. Create rules or templates based on security reference and position data. Have to adjust or extend a rule? No problem: with cloud’s horizontal scaling, you can make changes across all impacted accounts in a few clicks.