Compliance Officers

Allow your firm’s staff the appropriate levels of access to data and actions required for their job while restricting what’s outside their scope. Manage access for the entire platform in one central place.

The Compliance Rule Builder lets you easily set rules at both the portfolio and company level and efficiently modify when necessary.

Instantaneously receive all violation alerts in a single dashboard and provide real-time approvals or follow up on override requests. Monitor portfolios to keep risk tolerance within bounds, manage cash requirements, and rapidly address any issues.

Rest easy knowing all actions are captured in straightforward audit trails. Facilitate internal and external audits with robust reporting features.